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Vol. 50, Part 1 of 2020
TABLE OF CONTENTS
HKLJ Turns 50 Rick Glofcheski | 1 |
Birth of the Hong Kong Law Journal Henry Litton CBE, GBM | 5 |
Comment | |
A Strained Interpretation of Art 22 of the Basic Law Johannes Chan
In a highly controversial statement, the Liaison Office of the Central People's Government in Hong Kong claimed that it is not "a department of the Central People's Government" within the meaning of art 22 of the Basic Law and hence not subject to the constitutional restraint of non-interference with the internal affairs of Hong Kong. The statement has received support from the Hong Kong and Macau Affairs Office and the Chief Executive of the Hong Kong Special Administrative Region, but has aroused widespread concern on the extent of the autonomy of Hong Kong under the Basic Law. This article argues that the view of the Liaison Office is untenable, and may represent a change of policy towards Hong Kong. |
7 |
Analysis | |
The Logical Foundations of Judicial Review of Legislation in the Hong Kong Special Administrative Region Eric C Ip
This Analysis demonstrates in the simplest manner that the Basic Law of the Hong Kong Special Administrative Region could not have authorised the courts it established to enforce non-applicable laws that violate itself. This lack of judicial authority to enforce laws inconsistent with the Basic Law cannot in itself be curtailed, even by a Standing Committee Interpretation without contradiction. Nor can the courts' obligation to ascertain the consistency of primary and subsidiary legislation with the Basic Law be prohibited by such an Interpretation without reducing the Basic Law into a non-justiciable paper tiger. Judicial enforcement of the Basic Law does not imperil Chinese sovereignty; if anything, it enhances the reputation and credibility of the Basic Law, the centre-piece of "One Country, Two Systems". |
19 |
A Response to Infinger v Hong Kong Housing Authority — Same-sex Couples' Unequal Access to Public Housing in Hong Kong Elizabeth Lui
On 4 March 2020, the Court of First Instance gave judgment in Infinger v Hong Kong Housing Authority, allowing the application for judicial review against the Housing Authority's policy to exclude same-sex couples from eligibility to apply for Public Rental Housing (PRH) as "Ordinary Families" under the "General Application" category (the Spousal Policy). Specifically, the Court observed that there was "a dearth of evidence" on the impact of the differential treatment under the Spousal Policy on the advancement of the "Family Aim", which is to preserve family formation constituted by heterosexual marriage. Neither were there sufficient materials to conclude that the Spousal Policy made any "significant or real difference" to the overall availability of PRH to traditional families. The Court also held that a fair balance had not been struck between the Spousal Policy and the protection of equality for lesbian, gay and bisexual (LGB) persons. In response to the judgment, this article reviews quantitative evidence to demonstrate that the differential treatment under the Spousal Policy did not significantly advance the Family Aim, and that the Spousal Policy imposed a severe economic penalty on LGB individuals in Hong Kong. The data analysis presented buttresses the Court's ruling that the Spousal Policy failed the third and fourth limbs of the proportionality test. |
35 |
Passenger Injuries in International Air Law: Case Law Development and Upcoming Questions for Hong Kong Courts Jae Woon Lee
Air travel, by definition, involves multiple foreign elements. It is therefore important that there be uniformity of relevant laws across jurisdictions. A unified liability regime was first created by the Warsaw Convention of 1929 and then modernised by the Montreal Convention of 1999. Although the Warsaw Convention and the Montreal Convention have been regarded as successful conventions in international air law, art 17, the key article for passenger injuries, has been criticised for being ambiguous and outdated. Consequently, domestic courts that have interpreted art 17 have tended to stretch the textual meaning of "bodily injury". This article reviews landmark passenger injury cases in the United Kingdom and the United States and analyses the Hong Kong decisions on passenger injuries. Further, the article anticipates that Hong Kong courts are likely to render decisions that include mental injuries under the Montreal Convention. |
49 |
Lecture | |
Judicial Striking-Down of Unconstitutional Legislation Hon Mr Justice Kemal Bokhary GBM, NPJ
Laying down how Hong Kong is to be governed and the fundamental rights and freedoms to which people here are entitled, our constitution the Basic Law is entrenched and safeguarded by the judicial remedy of constitutional review. If susceptible of a remedial interpretation, problematical legislation will be rendered constitutional by reading up or reading down. Otherwise it will be struck down. If a striking-down order is unavoidable, it will be tailored to preserve as much of the legislation qualitatively as constitutionally possible. Where the struck-down legislation's aim is worthwhile, the courts may, in cases of necessity, suspend the striking-down order for a limited period to afford an opportunity for corrective legislation. This enables the executive, during the suspension period, to function under what had been declared unconstitutional without acting contrary to the declaration. But it does not provide a shield from legal liability. |
77 |
Articles | |
The Two Giants of the Post-war High Court of Australia Andrew D Clarke
This article provides an analysis of the contribution of two justices, Sir Owen Dixon and Sir Victor Windeyer, of the High Court of Australia in the 1950s. Each of them, in their contrasting ways, has left an enduring and important legacy. While Dixon CJ was the more famous of the two jurists with his adherence to strict and complete legalism, it may well be that Windeyer J's approach with his focus on the historical development of principle, grows ever more prominent in the twenty-first century. The impact of what can be discerned as their mutually reinforcing composite legal method continues to resonate in terms of the common law, and the long-standing ties between the United Kingdom and Australia. |
85 |
Proprietary Estoppel Remedies in Hong Kong: Lessons from Singapore, England and Australia Ying Khai Liew
This article addresses the remedial approach which ought to be taken in relation to proprietary estoppel, an important matter which Hong Kong courts have yet to address explicitly. Drawing from the divergent experiences of England, Australia and Singapore, it makes two central points. First, the provision of expectation relief, as opposed to compensation for reliance loss (the "minimum equity" approach) ought to be adopted as a weak starting point for analysis. Second, to say that "expectation relief" is the starting point should be taken to mean that the claimant's expectation will prima facie be enforced in specie, as opposed simply to a prima facie award of the monetary value of the claimant's expectation. |
109 |
The "Social Contract", Care and Inheritance in England and Hong Kong Brian Sloan
In common with much of the world, the populations of both England and Hong Kong are ageing. One of the most important questions of our age is therefore how to allocate the burdens of providing and funding the care that increasing numbers of people are likely to need. Another vital question affecting the elderly and their families is that of inheritance: How legitimate is the claim of family members (including adult children) to a person's assets? The aim of this article is to explore the relationship between these questions, with reference to concepts such as the "social contract" and family solidarity, and the law of family provision in England and Hong Kong. |
139 |
Just a Slap on the Wrist? Parental Corporal Punishment of Children and the Defence of Reasonable Chastisement in Hong Kong David Birchall and Jack Burke
This article describes the current laws regarding parental corporal punishment against children in Hong Kong and contrasts them with the region's obligations under the United Nations Convention on the Rights of the Child. Hong Kong permits certain forms of corporal punishment through the defence of "reasonable chastisement" and is therefore in prima facie breach of the Convention. However, the Convention invokes the de minimis principle to restrict the scope of prosecutions in favour of keeping families together. It advocates education and sensitisation in all but extreme cases. Hong Kong's restrictions on the application of this defence and its positive actions to shift cultural norms away from corporal punishment, mean that the substance, if not the letter, of the law is relatively well-aligned to that of the Convention. However, the continuance of the defence may provide an obstacle to early stage intervention and the evolution of cultural norms. The article considers whether the defence of reasonable chastisement remains necessary today, the possible virtues and costs of removing the defence, as well as policy improvements in light of human rights law that could help to realise the right of children to be protected from corporal punishment. |
167 |
The Application of Existing Intellectual Property Legal Regime to Space Activities: An Examination of the Self-Contained Mechanism in the Outer Space Treaty Zhijie Chen
The granting of intellectual property rights to outer space activities is of great significance for the sustainable development of space commercialisation. While the space treaties and intellectual property treaties contain no legal provision which explicitly mentions the protection of intellectual property rights in outer space, it does not necessarily mean that there is a legal loophole in this regard. This article argues that art VIII of the Outer Space Treaty itself offers a self-contained mechanism that would enable guaranteed levels of functional intellectual property rights in outer space. This mechanism uses space objects as a connecting factor to link space activities with existing laws to realise functional sovereignty. Thus, art VIII provides a solid legal foundation for enhanced space legislation by individual countries: intellectual property rights stemming from space activities remain legally protected through the extension of existing intellectual property laws. In the long run, the legal harmonisation of an international treaty for intellectual property protection in outer space may be needed. |
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Human Arbitrators (the Undisputed Champion) v Robots (the Challenger) Dan Wei and Gustavo Moser
Empirical studies suggest that robots could outperform humans in commoditised legal tasks which have traditionally been assigned to, and undertaken by, humans. We should therefore not be surprised to witness "robotised arbitrations" in the near future. That prediction, however, raises a number of questions: Can we rely on a decision delivered by a source with which we have had no human interaction previously? Do we appreciate and actually seek emotionally detached decisions after all? More importantly, are we emotionally prepared to task a machine with fact-finding-and-resolution skills that may outperform us? This article proposes a thought-provoking look into the strengths and weaknesses of robots and humans and aims (i) to raise awareness to the effects of artificial intelligence (AI) in international arbitration; and (ii) to draw to the readers' attention that this is an opportune occasion to embrace AI as a tool to develop and perfect dispute resolution mechanisms and the approach to problem-solving. |
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50th Anniversary Feature Articles | |
Chinese Law and Legal Reform: Where to from Here? Jianfu Chen
An increasing number of academics, in and outside China, have expressed unprecedented pessimism or dismissiveness regarding China's legal reforms under the leadership of Xi Jinping, especially with regard to the future direction of the reforms. These are such, despite the continuing, extensive legal reforms which were launched in 2013/2014 and continue till today. This article takes a contextual approach to examining several aspects of legal development that are important to the establishment of a rule of law in China. It analyses the various emerging trends in Xi's "New Era" that seem to have set off alarms of retreat from politico-legal reforms that were initially launched in 1978. This article concludes that, if Xi's China is entering a "New Era", this new era, as far as legal reforms are concerned, is likely to be one regressing from, rather than progressing towards, establishing a genuine rule of law. While the pace and path will be uncertain and difficult to predict, many of the politico-legal reforms initiated by Deng Xiaoping, developed by his successors, and theorised by no less than three generations of legal scholars have ended. |
243 |
China Law | |
Third Party Rights and Insurer's Defences in Liability Insurance in Chinese Law and Judicial Practice Zhen Jing and Liang Zhao
This article examines the Chinese law in respect of third parties' rights against insurers and insurers' defences on claims brought by third parties in liability insurance. The article considers whether injured third parties receive sufficient protection by the operation of the Chinese Insurance Law and judicial practice, and demonstrates that existing law does not provide third parties with sufficient protection in the event of the insured's insolvency, death or disappearance. The article recommends that where such an event occurs, rights should be conferred upon third parties against liability insurers. Moreover, the article identifies a lacuna in Chinese Insurance Law in respect of insurers' rights to rely on defences to the third parties' actions. Finally, a number of ambiguities in art 65 of the Insurance Law and in judicial rules are identified and clarified. |
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The Qing Dynasty's Obligatory Case Review System and its Purposes: Supporting Shapiro's Model of Courts Kevin M Hubacher
The Qing Dynasty maintained an elaborate case review system under which, subject to the severity of the punishment, criminal cases were to be mandatorily reviewed by superior authorities and eventually by the emperor himself. Many authorities at different levels were involved in the review process. This article analyses the reasons why the Qing Dynasty maintained such a complex and well thought out case review system. Scholars offer different explanations of why judgments were subject to mandatory review during the Qing Dynasty. There is no crystal-clear answer to this question. However, two purposes seem to have been decisive. First, the Qing Dynasty used the case review system to develop its laws. Second, the case review system ensured the unified application of Qing law. Judicial bodies were highly integrated with the political system of the Qing Dynasty. The Qing Dynasty's case review system is thus a prime example of Shapiro's model of political courts. |
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Relationship between Law and Morality in Qing Law as Evidenced in the Legal Treatise (Xingfa) of the Draft Qing History (Qingshi Gao) Geoffrey MacCormack
This article examines the content of the Legal Treatise of the Draft Qing History from the perspective of a modern classification of morality: absolute, relative and that internal to law. The selection of edicts and memorials cited by the compilers as well as their own comments show: (i) the purpose of the law to support the moral teachings enshrined in the ritual and historical classics, as exemplified by a concern for the weak and oppressed and the exercise of benevolence and compassion in government (dimension of absolute morality); (ii) the correction of bad practices held by the people to be "good", such as the killing of adulterers (dimension of relative morality); and (iii) the need for openness, clarity and consistency in the enactment, formulation and application of the laws (dimension of the internal morality of law). |
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Book Review | |
Transparency Challenges Facing China Michael Dowdle | 343 |
Vol. 50, Part 2 of 2020
TABLE OF CONTENTS
Analysis | |
Liability for Imposing Sanctions under Hong Kong's National Security Law Albert HY Chen and Simon NM Young
Under art 29(4) of Hong Kong's National Security Law, a person or company who "receives instructions" from a foreign country to commit the act of "imposing sanctions" against the Hong Kong Special Administrative Region (HKSAR) or the People's Republic of China (PRC) commits a criminal offence. If, as required by the law of a foreign country X, a financial institution in Hong Kong, performs an act in the course of its business for the purpose of implementing a sanction imposed by country X against the HKSAR or PRC, does that financial institution violate art 29(4)? In this article, we argue the financial institution does not. The scope of art 29(4) must be interpreted contextually. It covers the performance of an act of imposing a sanction or blockade or of engaging in other hostile activities. Such an act is only capable of being performed by a state, an individual acting on behalf of a state or an international organisation. A financial institution, giving effect to sanctions against the HKSAR or the PRC, cannot be regarded as 'receiving instructions' to 'impose sanctions', which have already been imposed by a foreign state. It cannot be guilty of a criminal offence under art 29(4) merely by participating in the implementation of the sanctions concerned to comply with a foreign law applicable to it. |
353 |
Focus: 2019 Hong Kong Protests: Political Origins and Legal Ramifications | |
Reckoning of Our Times Po Jen Yap | 365 |
The Unprosecuted Taiwan Homicide, the Unaccepted Extradition Law Amendment Bill and the Underestimated Common Law PY Lo
The 2019 Hong Kong Protests arose out of the popular opposition to a Bill that the Hong Kong Special Administrative Region (HKSAR) Government introduced to amend, generally, fugitive offenders and mutual legal assistance legislation. The Government claimed that the Bill was necessary to address "loopholes" identified in the handling of a case of homicide of a Hong Kong-resident woman in Taiwan by her Hong Kong-resident boyfriend who, having committed the homicide, returned to Hong Kong and was prosecuted only for money laundering. This article addresses two sets of legal issues concerning the Bill. First, it asserts that contrary to the Government's contention, the HKSAR courts do have jurisdiction to try the suspect in the Taiwan homicide case for the common law offence of homicide here. Next, the provisions of the Bill are examined to explain not only its principal flaws but also the implications from those flaws that fuelled the opposition against the Bill. In conclusion, some suggestions are made on judicial cooperation between Hong Kong and the "One Country" in criminal matters based on Hong Kong's flexible and resilient common law legal and judicial systems. |
373 |
Political Crowdfunding of Rights Julius Yam
This article takes a first look at political crowdfunding in Hong Kong. Crowdfunding has not only changed the ways businesses raise capital but also have great implications for law and politics. This article explores how crowdfunding was used by protestors during the 2019 anti-extradition bill movement to facilitate political expressions and litigations related to the events at the time. It describes the political crowdfunding scene in Hong Kong, highlights the dependency of rights on financial conditions and the potential of this financing technology to enhance the realisation of the rights to freedom of expression and access to justice in Hong Kong. More generally, the article prompts reflection about the relationship between law, politics and money, especially in non-democratic regimes. |
395 |
"Who but the Governor in Executive Council is the Judge?" — Historical Use of the Emergency Regulations Ordinance Michael Ng, Shengyue Zhang and Max Wong
Drawing upon archival documents and previous scholarly works, this article investigates the invocation of Emergency Regulations Ordinance (Cap 241) (ERO) in colonial Hong Kong against the broader historical context connecting China, Britain and Hong Kong during the interwar and Cold War periods to make three main arguments. First, it argues that in comparison with similar statutes in other British colonies, the ERO was much easier for the Hong Kong Government to invoke to the extent that it was extremely difficult, if not impossible, for any challenge of its constitutionality to succeed. Second, China factors, be they factors related to China under Nationalist or Communist Party rule, were crucial in almost every occasion on which the ERO was used throughout Hong Kong's colonial history. Finally, partly because of the nearly unchecked freedom that the colonial government enjoyed, it used the ERO not only to deal with grave political instability or legitimacy crises but also to tackle the inconveniences of domestic governance, thereby effectively "ruling by decree". Accordingly, the number of times the ERO was invoked exceeds the figure we would expect if its use had arisen only on "occasion of emergency". |
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A "Guardian" Controversy over Hong Kong's Basic Law? Ryan Mitchell
The High Court's November 2019 overturning of the mask ban turned in part on finding that the Emergency Regulations Ordinance (Cap 241) improperly arrogated "general legislative authority" to the Chief Executive. In doing so, it raised questions that might be usefully compared with those of Weimar Germany's so-called Guardian controversy involving the legal theorists Carl Schmitt, Hans Kelsen and Hermann Heller. That dispute concerned both the scope of emergency powers and the final locus of constitutional review authority. In the mask ban case, only the former issue has been directly raised. However, any future interpretation issued by the Standing Committee of the National People's Congress (NPCSC) would indeed risk broader implications for the principle of separation of powers. The NPCSC's taking action to empower a greater legislative role for the Chief Executive would likely be criticised by each of these three leading late Weimar legal scholars, though for very different reasons. |
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Two Paradigms of Emergency Power: Hong Kong's Liberal Order Meeting the Authoritarian State Hualing Fu and Xiaobo Zhai
Article 18(4) of the Basic Law creates a dual emergency power: the internal emergency power of the Hong Kong Special Administrative Region (HKSAR) and the external emergency power of the Standing Committee of the National People's Congress. The external and internal emergencies represent two paradigms of emergency regime: the former is based on the state of exception, in which a state manages a crisis, largely independent of legal rules and without constitutional and legal accountability, and the latter is based on the concept of the rule of law, according to which the emergency power is subject to significant legal constraints. The internal and external emergencies in Hong Kong represent the opposite ends of the spectrum of emergency law between the liberal Hong Kong and the statist, authoritarian Chinese state. However, the minimum requirements of the International Covenant on Civil and Political Rights, as provided in the Basic Law, should be and can be observed in both internal and external emergencies. To maximise the protection of rights and freedoms while addressing security concerns, it is necessary for the HKSAR to internalise emergency measures. |
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Deference as Proper Judicial Attitude — with Special Reference to Anti-Mask Law Judgments Guobin Zhu and Xiaoshan Zhang
The anti-mask law case mainly deals with the constitutionality and legality of the Emergency Regulations Ordinance (Cap 241) (ERO) and the Prohibition on Face Covering Regulation (Cap 241K) (PFCR). The ERO allocates power, while the PFCR restricts rights. The Court of First Instance (CFI) struck down the ERO on the ground of separation of powers and the PFCR on the ground of disproportionality. The Court of Appeal (CA) set aside the CFI's declaration of unconstitutionality with respect to the ERO and parts of the PFCR. The difference between the CFI and CA judgments lies not only in the outcome but also in the degree of deference. This article provides a reflective commentary on the judgments by the CFI and the CA from the perspective of judicial deference. It starts with the proper role of the courts under the separation of powers in Hong Kong. Next, it introduces deference as a sensible judicial attitude and delineates the requirement of deference under Hong Kong's constitutional framework. Then, it applies deference in the analysis of the anti-mask law case and examines the degree of deference shown in the judgments of the CFI and CA. The main idea is that deference is required by the separation of powers doctrine and in the specific context of the case, whereas insufficient deference has led the CFI to a controversial and not amply justified conclusion, which had been later overturned by the CA. |
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The Necessity of Balancing: Hong Kong's Flawed Approach to Proportionality, and Why It Matters Alec Stone Sweet
Virtually all of the world's most powerful high courts recognise the proportionality principle — as enforced through a distinctive sequence of subtests — to be an overarching criterion of constitutional legality. In Hysan Development Co Ltd v Town Planning Board, the Court of Final Appeal added a fourth and final "balancing phase" to what had been a truncated version of the proportionality framework. This article analyses Hysan and its effects from two perspectives. First, compared to the standard model of proportionality analysis, Hysan places deference to legislative and executive authority at its core, thereby transforming rights doctrine into a form of reasonableness review. Indeed, it creates an approach more akin to Wednesbury unreasonableness than proportionality. Second, the foreign case law invoked by the Court of Final Appeal does not actually support the Hysan framework. Unless corrected, judicial fidelity to Hysan will chronically reproduce three pathologies: analytical incompleteness; doctrinal instability; and judicial abdication. |
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Remedial Discretion and the Prohibition on Face Covering Regulation Po Jen Yap and Jiang Zixin
In this article, we make the following arguments in relation to the Court of First Instance (CFI) and Court of Appeal (CA) decisions on the constitutionality of the Emergency Regulations Ordinance (Cap 241) (ERO) and the Prohibition on Face Covering Regulation (Cap 241K) (PFCR). First, the CFI should have granted a Suspension Order vis-à-vis the ERO so as to allow the police to enforce s 3(1)(a) of the PFCR — a provision the CFI deemed proportionate — until the final resolution of the appeal. Second, the CA's reasons for upholding the constitutionality of the ERO are flawed as the CA has conflated public dangers with public emergencies, and the putative judicial safeguards identified are illusory in nature. Third, the CA in effect applied Remedial Interpretations (RI) to impugned legislation in four instances without expressly declaring the law unconstitutional: (1) RI was applied to the ERO such that the Chief Executive in Council is disempowered from amending or suspending its statutory duty to place all subsidiary legislation before the Legislative Council for vetting and repeal by resolution; (2) RI was applied to the ERO such that regulations made under the ERO cannot derogate from the Hong Kong Bill of Rights Ordinance (Cap 383) unless a public emergency is officially proclaimed, the derogation is strictly required by the exigencies of the situation and non-derogable rights are unaffected; (3) RI was applied to the Public Order Ordinance (Cap 245) such that minor non-compliance with conditions issued by the police would not per se turn a procession into an unauthorised assembly; and (4) RI was applied to s 3(1)(b) of the PFCR such that the facial covering prohibition would not apply to mere passers-by present at the scene of an unauthorised assembly. |
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Amnesty for Street Protesters Anna Dziedzic and Julius Yam
In the summer of 2019, protesters took to the streets of Hong Kong. After thousands of arrests for protest-related offences, amnesty for street protesters was proposed but not adopted, primarily on the ground that amnesty would undermine the rule of law. Drawing on comparative experiences and theoretical analysis, this article sets out four value-based rationales for protest amnesty — rule of law, democratic responsiveness, virtue and political trust — and considers the relevance of each in the current context of Hong Kong. In doing so, this article focuses on the distinctive and overlooked context of street protest in the literature on amnesties. |
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Constitutional Controversies in the Aftermath of the Anti-Extradition Movement of 2019 Albert HY Chen
The aftermath of the anti-extradition movement of 2019 saw three great constitutional controversies fuelled by conflicting interpretations of the Basic Law. Collectively, they may be regarded as constituting the greatest shock experienced by the constitutional framework of "One Country, Two Systems" since this political and legal experiment began in 1997. It is the purpose of this article to document and analyse these three constitutional controversies. |
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50th Anniversary Feature Article | |
The Disappearing Firewall: International Consequences of Beijing's Decision to Impose a National Security Law and Operate National Security Institutions in Hong Kong Carole J Petersen
This article analyses the Law of the People's Republic of China on Safeguarding National Security in Hong Kong (NSL) from the perspective of foreign governments. The NSL empowers security personnel from Mainland China to operate openly in Hong Kong and provides a mechanism through which the Central Government can assert jurisdiction over particular cases. Many nations have responded by suspending their extradition agreements with Hong Kong and by applying new export controls, no longer trusting the "firewall" that previously separated the two legal systems. Foreign governments are also concerned by the broadly defined criminal offences, the extraterritorial reach of the NSL and the expansion in police powers. Although art 4 states that the International Covenant on Civil and Political Rights (ICCPR) will continue to apply, this general statement is undermined by specific clauses that conflict with ICCPR-protected rights. Given that the ultimate power of interpretation rests with the Standing Committee of the National People's Congress, one cannot assume that the Hong Kong judiciary will be able to cure these problems. Foreign governments are therefore justified in concluding that Hong Kong is no longer operating a truly separate legal system from Mainland China. |
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Articles | |
Reconciliation of the NPCSC's Power of Interpretation of the Basic Law with the Common Law in the HKSAR Johannes Chan
The power of the Standing Committee of the National People's Congress (NPCSC) to interpret the Basic Law has been a matter of great controversy in Hong Kong. Given the asymmetrical power relationship between the sovereign and the Special Administrative Region, it is argued that the exercise of sovereign power has to be subject to self-restraint if the common law system is to be preserved. Accepting the sovereign power of the NPCSC to interpret the Basic Law, this article argues that there is no discernible principle of interpretation in the five interpretations made by the NPCSC in the past two decades. The article proposes, in an attempt to reconcile the sovereign power of interpretation and preserve the common law system, some guiding rules for the exercise of this power, so that it can be exercised in a rational and principled manner consistent with the constitutional design of One Country, Two Systems. |
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The Iron Curtain: Controlling Unreasonable Defamation Immunity Clauses Neerav Srivastava
Defamation immunity clauses (DICls) are a new phenomenon. If a guest using Airbnb posts a defamatory review of the host, in theory, the host can sue both the guest and Airbnb. But the guest may have returned to another country and be out of reach. Airbnb, like other commercial platforms, contractually immunise themselves against liability by using DICls. This article argues that there needs to be statutory control of unreasonable DICls. Historically actors involved in defamation would not have been in a contractual relationship. If unchecked, DICls may pose an existentialist threat to defamation law as a protector of reputations. |
685 |
Non-Invocation of UNCITRAL Model Law Article 16(3) — a Critical Approach Li Chen and Qianqian Yu
Article 16(3) of the United Nations Commission on International Trade Model Law on International Commercial Arbitration provides that if a tribunal rules as a preliminary question that it has jurisdiction, a party may seek recourse to the supervisory court to review that ruling within 30 days. The provision, however, is silent on the consequences of failing to challenge a preliminary jurisdictional decision under art 16(3). Some have argued that the provision has a preclusive effect, such that a party failing to seek immediate recourse thereunder will be precluded from revisiting this issue after an award has been rendered; others take a more liberal view as to its effects. This article examines these different approaches towards the interpretation and application of art 16(3) and considers them against the text of art 16(3), its drafting history, doctrinal bases, and policy considerations. It argues against a preclusive view of art 16(3) and posits that a party's non-invocation of art 16(3) can only lead to preclusion based on the general doctrines of waiver and estoppel or other applicable doctrines that may exist within the relevant jurisdiction.
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The Guangdong–Hong Kong–Macao Greater Bay Area: Cultural Heritage Laws as a Bridge between Past and Future Rostam J Neuwirth and Zhijie Chen
Cultural heritage laws are often primarily understood as being aimed at protecting relics from the past against threats from the passage of time that are manifest in changing social and economic conditions, which may expose those relics to damage, decay or destruction. Recently, however, the focus has been shifting towards the constructive role that cultural heritage laws can play in future. This article aims to give a brief outline of the legal frameworks governing the protection of cultural heritage in Hong Kong, Macao and Guangdong Province of the People's Republic of China. Specifically, the article assesses the potential for cultural heritage protection in the context of the objectives for the development of the Guangdong–Hong Kong–Macao Greater Bay Area..
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China Law | |
Fatal Lack of Information Transparency in Public Health Emergency: Lessons from the COVID-19 Outbreak in China Ding Chunyan
This article examines the lack of information transparency on the part of the Chinese government as revealed in the COVID-19 outbreak. Based on the evidence of the lack of information transparency in the initial stage of this public health emergency, the article reviews how the Chinese public health emergency information system, which had been established in response to the 2003 SARS crisis, was implemented. It further analyses the fundamental reasons for the lack of information transparency despite the reporting, disseminating and early warning mechanisms that existed in the country. It finds that powerless centres for disease control and prevention, prioritisation of the political concern of social stability and harmonisation over public health, extremely tight governance of public opinions and inadequacies of the public health emergency information system with respect to new and emerging infectious diseases are the four major factors that combined to result in the lack of information transparency in the COVID-19 outbreak in China. The article identifies big lessons to be learned to promote information transparency in public health emergencies.
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Constructing Tainted Witness Immunity in Corruption Crime in China Xinlin Peng and Heping Dang
Tainted witness immunity in corruption crime is not a right of any witness to claim independently. It can be seen as a compromise of the State and a restriction of the privilege against self-incrimination so that certain serious corruption crime cases can be prosecuted. Tainted witness immunity in corruption crime is a requirement of the United Nations Convention against Corruption. It is in line with China's policy of severely punishing corruption offences. It facilitates obtaining evidence in corruption cases and accelerates their proceedings. Tainted witness immunity system does not conflict with China's criminal law principles. It does not have a direct connection to judicial corruption. Currently, China is yet to have a tainted witness immunity system in place. This article puts forth a proposal describing it theoretically, focusing on the types, objectives, conditions, procedures, and safeguards of a tainted witness immunity system in corruption crime.
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Vol. 50, Part 3 of 2020
TABLE OF CONTENTS
Analysis | |
Gay Rights in Hong Kong after Infinger v Hong Kong Housing Authority: A Step Backwards in Principle but a Step Forward in Practice? Kai Yeung Wong
This article considers the Court of First Instance’s decision in Infinger v Hong Kong Housing Authority. While noting considerable analytical shortcomings in the Court’s reasoning, it is argued that, perhaps surprisingly, the decision represents a positive step in the judicial protection of gay rights in Hong Kong.
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Claiming Wrongful Diagnosis under the Mental Health Ordinance: The Impossibility of Building a Reasonably Arguable Case Urania Chiu and Daisy Cheung
In the recent Court of First Instance decision Bhatti Bhupinder Singh v Hospital Authority, the judge refused to grant leave under s 69 of the Mental Health Ordinance (Cap 136) (MHO) to the claimant for his wrongful diagnosis and wrongful detention claims against the Hospital Authority. This article considers this decision in detail, arguing that the judge’s reasoning was highly flawed due to its lack of consideration of a crucial factual context of the case, as well as its lack of scrutiny of the decisions made by the various medical professionals involved, in particular in relation to whether the criteria specified by each relevant section of the MHO was satisfied. The resulting approach demonstrates an unacceptable level of deference towards the judgment of medical professionals, to the extent that it is difficult to see how a reasonably arguable case could ever be mounted under s 69 of the MHO — a problematic outcome, given the implications of s 69 on the important right to access to courts. Given that compulsory admission and treatment is a highly draconian regime involving deprivation of liberty and the administration of powerful, mind-altering drugs, the court cannot simply be a rubber stamp and must exercise its supervisory role in a much more meaningful manner.
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837 |
Pecuniary Penalties for Anti-Competitive Conduct: Absolutely Deterrent? Alex C.H. Yeung and Joshua Yeung
In Competition Commission v W Hing Construction Co Ltd, the Competition Tribunal delivered its first decision on pecuniary penalties for breaches of competition rules. It held that a structured approach to penalties assessment should be adopted, and that the primary purpose of penalties is deterrence. This article considers two models of deterrence: absolute deterrence and optimal deterrence. It argues that absolute deterrence is more suitable for Hong Kong’s nascent competition regime. However, the model designed by the Tribunal does not conform to the objective of absolute deterrence, since it may fail to strip the violators of all expected gains. This lack of commitment to absolute deterrence makes one question if deterrence is the primary purpose of penalties or whether some other basis informs the inquiry.
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851 |
The Singapore Convention: Is This the New York Convention for Mediation? Suraj Sajnani
This article critically compares and contrasts the UNCITRAL Convention on Enforceability of Settlement Agreements Resulting from International Commercial Mediation (Singapore Convention) and the Convention on the Recognition and Enforcement of Foreign Arbitral Awards Convention. It methodically analyses the grounds for refusal under each of the two conventions and explores whether existing Hong Kong case law on enforcement of arbitral awards can be applied to new cases that will arise out of the Singapore Convention. It also considers how the Singapore Convention can be enacted in Hong Kong law and some matters that lawmakers should bear in mind.
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863 |
Hong Kong Law Journal: A Citation Analysis Antonia CH Yiu
This article presents the citation patterns of Hong Kong Law Journal since 1971, its first year of publication. Citation data reveal an increase in the number of cited documents, the number of times cited and speed of getting cited over the years. Articles from the journal also have a long citation time span, attracting cites many years after publication. Citation hotspots on specific topics and the top papers are identified showcasing the areas of scholarly impact. Further, there is an expanded network of citing authors and citing journals worldwide. These findings indicate an enhanced and sustained influence of the scholarship of Hong Kong Law Journal beyond the legal field with cross-disciplinary impact.
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877 |
Articles | |
Threats to Hong Kong's Autonomy from the NPC's Standing Committee: The Role of Courts and the Basic Structure Doctrine Surya Deva
This article develops a typology to analyse actions taken by the Standing Committee of the National People's Congress (NPCSC) in relation to Hong Kong from April 1990 to August 2020, and argues that one should look at the "substance" of an action rather than its "label". By examining two NPCSC actions, namely, the 2014 decision concerning the election of the Chief Executive and the 2016 interpretation of art 104 of the Basic Law, this article shows that the NPCSC's actions pose a serious threat to Hong Kong's high degree of autonomy. Since there is no single viable option to control the misuse of powers by the NPCSC, the Court of Final Appeal (CFA) should play its role in preserving Hong Kong's autonomy. Instead of showing over-deference to the NPCSC's actions (including interpretations), the CFA should be willing to test whether the NPCSC actions comply with express and implied limitations on its powers flowing from the Basic Law. In appropriate cases, the CFA should issue a "declaration of incompatibility", including relying on the basic structure doctrine if an action has the effect of amending the Basic Law.
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901 |
Is Hong Kong's Riot Law "Respectable"? Margaret Ng, Jason Ko and Kin Lau
"If we desire respect for the law, we must first make the law respectable."
US Supreme Court Justice Louis Brandeis (1856–1941)
While over 650 defendants have been charged with riot contrary to s 19 of the Public Order Ordinance (Cap 245) in the anti-extradition bill protests, there has been little academic literature discussing this ancient offence. This article critically examines the judicial interpretation of (1) "common purpose" and (2) "taking part" as elements in the offence of riot. In particular, 香港特別行政區 訴 莫嘉濤 [2018] HKDC 225; HKSAR v Leung Tin Kei [2020] HKCA 275, and the most recent judgment in 香港特別行政區 訴 湯偉雄 [2020] HKDC 588 will be put under close scrutiny. By comparing with riot law in the United Kingdom, it is further argued that Hong Kong's riot law has made unnecessary inroads into the constitutional right of freedom of assembly. A comprehensive review and reform of Hong Kong's riot law is urgently called for.
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935 |
Lawful Traditional Right and Sustainability: An Unbalanced Interest in the Customary Ding Right in Hong Kong? Say H Goo and Heather Lee
A customary ding right granted to male indigenous villagers to erect small houses in the New Territories has caused discontent amongst non-indigenous villagers and indigenous women and attracted attention from international organisations concerned with equality and non-discrimination. Claiming it to be a de jure property right, a lawful traditional right protected under the Basic Law and mingling this with complaints about historical land expropriation, indigenous villagers are advancing their claim for the recognition of and respect for Chinese customs and practices. Given the shortage of land resources and the indeterminate number of male indigenous villagers who will apply to build small houses over an indefinite period of time, as well as the recurrent abuse of the ding rights by means of tao ding and the unauthorised structures resulting from insufficient ex-ante and ex-post supervision, the equitable distribution of land resources has been an important unresolved issue in Hong Kong. This article discusses the legal issues and sustainability of the ding right and suggests possible solutions.
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961 |
How Much Is a Leg Worth in Hong Kong? Proposal for Reforming Personal Injury Compensation Felix WH Chan, Wai Sum Chan and Johnny SH Li
This article examines the rationale for and effectiveness of compensation awarded for pecuniary and non-pecuniary loss in Hong Kong personal injury disputes. Special consideration is given to the assessment of damages for pain, suffering and loss of amenity (PSLA). In addition, the potential use of structured settlements or periodic payment orders (PPOs) as a substitute for (or together with) lump-sum awards is explored. The primary sources of data are the full texts of judgments issued in personal injury cases by the Hong Kong judiciary since 1976. In catastrophic personal injury cases, lump-sum awards hinge on estimates of the claimants' life expectancy and investment returns adjusted for inflation. However, claimants may exhaust their funds by exceeding their projected life expectancy or receiving lower-than-expected investment returns. PPOs provide for regular payments over a claimant's lifetime, adjusted annually based on an inflation index. Reforms focused on PSLA and the use of PPO are recommended.
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983 |
Re-examining the World Bank's Doing Business Report in the Light of its Pro-deregulation Bias Miriam Anozie, Festus Ukwueze, Louis Enu-Tampie, Benjamin Mukoro, Uju Beatrice Obuka, Obinne Oguejiofor and Ndubuisi Nwafor
The Doing Business Report (DBR) ranks countries according to the extent to which the regulatory environment enables ease of doing business. However, some critics have accused the makers of the Report of bias in favour of neo-liberalism and deregulation. This bias has been linked to two fundamental sources, namely, the legal doctrine on which the report is premised and the methods employed in the gathering and analysis of cross-country data. It is contended that based on the legal origins theory and the standard assumptions from which the inquiry proceeds, common law countries as well as those with liberal laws and policies are unfairly favoured in the ranking irrespective of practical realities. This article investigates these claims of bias by examining the methodology of DBR including the indicators used, the depth of the inquiry and the integrity of the investigators involved. It is concluded that despite proofs of a tilt towards liberalism and deregulation, there are benefits derivable from unbiased handling of the Report due to its basic goals. This new approach would eliminate bias by looking beyond written laws and adopting comprehensive indicators that are representative of all political and economic ideologies.
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1005 |
Treatment Standards of State-Owned Enterprises as Public Entities: A Clash or Convergence across International Economic Laws? Bin Gu and Chengjin Xu
The treatment standards of state-owned enterprises (SOEs) as public entities have far-reaching and significant implications against the background of China's rise and the reform of global economic governance. The relevant standards have been abundantly debated and tested in three areas of international economic law: international financial law, represented by multilateral development bank law; international investment law, represented by law of the International Centre for Settlement of Investment Disputes; and international trade law, represented by law of the World Trade Organization. After reviewing those areas of international law, the article concludes that a function-based approach has generally been observed in conducting the relevant examination, but some deviations, featuring an ownership-based approach, do exist. This finding is meaningful for the development of future international law, as well as for China's domestic SOE reform. Broadly, it is instructive on whether China's unique economic system, guided by a strong government, will be accepted by the international community, and if yes on what condition.
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1025 |
Shareholder Control in the Context of Corporate Social Responsibility: A Fundamental Challenge to the Modern Corporation Min Yan
Shareholders are entitled to participate in corporate decision-making and internal governance when it comes to determining corporate leadership and fundamental corporate changes. Accordingly, any discourse on corporate social responsibility (CSR) without a serious discussion of shareholders' role will be incomplete at best and misleading at worst. This article is one of the first articles contributing to the CSR literature by critically examining shareholder voting in CSR activities, a subject that has not received the attention it deserves. This article finds that when shareholders vote against CSR, there will be significant difficulties for companies to engage in CSR activities due to the shareholder control; while on the other hand, when shareholders support CSR, other problems arise in view of the rationale behind shareholder voting in modern corporations, which are reliant on capital markets. The fundamental incompatibility of shareholder control and CSR engagement exhibited in this article can serve as a new premise for future studies aiming for a more workable CSR framework.
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1057 |
China Law | |
Pre-empting Court–Civil Society Synergy: How China Balances Judicial Autonomy and Legal Activism Yueduan Wang
In the past two decades, two successive Chinese administrations have taken two drastically different and seemingly self-contradictory stances towards judicial autonomy and legal activism. Hu Jintao, under the banner of "harmonious society", adopted a relatively mild approach towards activist lawyers while concurrently undermining court independence. The current administration, on the other hand, has taken the opposite route in an effort to promote "law-based governance", severely limiting the space for legal activism while pressing for reform aimed at enhancing judges' autonomy and professionalism. This article argues that the transition was motivated by a combination of three factors: the regime's changing conception of its own legitimacy, the recent centralisation of political power and the regime's continual desire to avoid synergy between judicial autonomy and legal activism, which it deems a threat to social and political stability.
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1081 |
The Change of Government's Role in Reorganisation of Listed Companies in China: A Contrast of the Empirical Evidence in the Periods Between 2007–2013 and 2013–2019 Huimiao Zhao and Wei Cai
By comparing government influence in the reorganisation of listed companies between 2007–2013 and 2013–2019, this article examines the role of the Chinese government in the bankruptcy field. It chooses 2013 when the Chinese Communist Party Third Plenary Session proclaimed massive reduction of governmental intervention in the market as the dividing point. The article analyses a set of hand-collected empirical data to reveal the role the government plays. It also explores the tensions between the government and the courts in the context of incomplete bankruptcy law. By revealing the significant progress in the reduction of government influences in the reorganisation of listed companies in China since 2013, it suggests that the courts should play a more significant role in bankruptcy law enforcement to further reduce government impact.
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1107 |
Legal Personality and the Evolution of the Rule of "Debts-Follow-Assets" in China: Complicating the Theory of Interest Group James Si Zeng
The Supreme People's Court of China innovatively adopted the controversial rule of "debts-follow-assets" (the DFA rule) in 2003, which allows courts to hold a company jointly and severally liable for the debts of its shareholders under some circumstances. The DFA rule is frequently applied in favour of creditors against state-owned enterprises (SOEs) and state-owned corporations. Moreover, courts are more likely to uphold claims raised by non-financial creditors than claims raised by financial creditors. Since SOEs and financial creditors are usually politically influential, the development and application of this rule contradict the theory of interest group. This article argues that the DFA rule needs to be understood from the perspectives of both law and politics. While the DFA rule was initially adopted as an instrument of the Party's policy to maintain financial order in the reform of SOEs, it has the unintended consequence of protecting certain politically weak parties because of the inherent legal logic proposed in support of this rule. This article complicates the theory of interest group and provides a more nuanced account of how politics affects Chinese corporate law.
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1133 |
Compelling Filial Support: The Experience of the Elderly Law in China's Courts Luxue Yu
Traditionally, the elderly's support is primarily the responsibility of their families in China. The Elderly Law bolsters this family first support approach by imposing obligations on the children to provide for their parents' material support and mental well-being including parental visits. After considering this legislation's scope, this article assesses its practical operation by analysing 2,736 first instance court decisions given in 2016. With no equivalent academic literature, this analysis focuses on what the parents claim and from whom, the courts' allocation of support burdens, the effect of pre-existing agreements concerning parental assets and support, and compelling parental visits. This article identifies a number of limitations with the Elderly Law's effectiveness and shows that the cases overwhelmingly concern the provision of living expenses, medical costs, and accommodation for poorer rural elderly parents with just a handful of cases involving parental visits.
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1155 |
Chinese Characteristics and Universalist Insolvency Ideals C
huyi Wei, Gerard McCormack and Xian Huang
This article argues that China can adopt the UNCITRAL Model Law on Cross-Border Insolvency, as it is soft law that could be adopted with modifications. It is necessary for China to build a cross-border insolvency framework, based on the Model Law as it is now at the heart of the global trading and investment network. Adopting the Model Law can improve certainty, access and fairness of treatment in the Chinese bankruptcy procedure and encourage both inbound and outbound investments. In particular, such a framework will facilitate investments under the Belt and Road Initiative. This article suggests, however, that effective implementation of the Model Law will depend on judicial interpretations of the domestic courts as guided by the Supreme People's Court.
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1183 |
Book Review Law | |
Criminal Appeals in Hong KongAmanda Whitfort | 1215 |